Assessment of Common Criteria for Awake Extubation in Infants and Young Children
Summary by Jaime Freiburger DO, 09.15.22
https://pubs.asahq.org/anesthesiology/article/131/4/801/909/Assessment-of-Common-Criteria-for-Awake-Extubation 
Take Home Point:
- Induction and emergence remain two of the most critical times when caring for pediatric patients because of the increased risk of adverse events at these transition points. 
- 5 Predictors that were significantly associated with a successful extubation - Facial Grimace 
- Conjugate Gaze 
- Purposeful Movement 
- Eye opening 
- Tidal Volumes greater than 5ml/kg 
 
- Positive predictive value for number of predictors present for successful extubation - 1 out of 5 – 88.4% 
- 2 out of 5 – 88.4% 
- 3 out of 5 – 96.3% 
- 4 out of 5 – 97.4% 
- 5 out of 5 – 100% 
 
Summary:
Background:
- Previous studies on child extubation were done in PICU or for kids undergoing high-risk procedures, thus less applicable to normal everyday GENA cases. 
- Common criteria for awake extubation: eye-opening, facial grimace, movement other than coughing, purposeful movement, conjugate gaze, EtVolatile anesthetic below the predetermined level, adequate O2, NMB reversal, and laryngeal stimulation test (return to spontaneous ventilation in <5s after gentle stimulation of glottis by wiggling ET tube while pt is ventilating spontaneously= indicated pt may have passed through stage 2 and is ready for extubation) 
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Study Design: Prospective observational study
Patient population: 600 pediatric (0-7y/o) awake extubations over 10 months at 1 institution with representative surgical subspecialty cases.
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Exclusion criteria:
- Age >7 
- Known difficult airway 
- Tracheostomy in situ or nasotracheal intubation 
- anticipated ongoing vent needs 
- undergoing deep extubation 
- TIVA anesthetic/ prop bolus just prior to extubation 
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Intervention
Observation of routine practice extubations by an observer not a part of anesthesia care teams
Data points collected:
- Eye opening** 
- Facial grimace** 
- Pt movement other than coughing 
- Conjugate gaze** 
- Purposeful movement** 
- Et anesthetic less than 
- (Sevo <0.2%, Iso <0.15%, Des <1.0%) 
- O2 sat >97% 
- + laryngeal stimulation test 
- Vt >5mL/kg** 
Also noted:
- Presence of URI? 
- Benzo premedication 
- Absence of asthma 
Extubation was then graded based on specific criteria and assigned a value of successful, intervention required, or major intervention required.
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Outcomes:
1°: Which factors individually or collectively are most important in the awake extubation of young pediatric patients emerging from inhalation anesthesia?
2°: URI/versed admin/asthma absence?
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Results
- Eye-opening, facial grimace, conjugate gaze, purposeful movement, and tidal volumes >5ml/kg were significantly associated with awake extubation success were significantly associated with awake extubation success, and if you wait for >3/5 of these to exist in the pt prior to awake extubation, your PPV% increases, owing to successful extubation. 
- Positive predictive value for number of predictors present for successful extubation - 1 out of 5 – 88.4% 
- 2 out of 5 – 88.4% 
- 3 out of 5 – 96.3% 
- 4 out of 5 – 97.4% 
- 5 out of 5 – 100% 
 
- +URI and midazolam premedication were found to be associated with intubations that required intervention. 
- EtCO2 >55 mmHg associated with intervention - major intervention required group. 
- +/- asthma, NMB reversal choice, inhalational agent choice, age <1, airway procedures, and emergency cases were associated with awake extubations ultimately requiring intervention. 
Discussion:
- If you wait for at least 3/5 of the characteristics mentioned/bolded/starred above, then you’re most likely to have successful extubation without the need for intervention 
